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SEC Rule 10b-5
Results: 780

#	Item
661	SEC News Digest, [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-05-05 11:29:05 Financial system Securities Exchange Act Securities Act SEC Rule 10b-5 Security Investment Company Act United States securities law Financial regulation Financial economics
662	Daniel S. Lezak: ORDER DENYING MOTION TO LIFT TEMPORARY SUSPENSION AND DIRECTING HEARING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-29 17:26:17 Securities Exchange Act Securities regulation in the United States Financial regulation Government Financial economics United States securities law U.S. Securities and Exchange Commission SEC Rule 10b-5
663	Administrative Proceeding: Stanley M. Paulic Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-14 13:59:01 Financial regulation SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities Act Securities Exchange Act United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
664	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 5, 2011 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-05 16:28:34 United States Securities and Exchange Commission Finance Financial economics Financial regulation Short selling Securities Act U.S. Securities and Exchange Commission Securities regulation in the United States SEC Rule 10b-5 United States securities law Financial system 73rd United States Congress
665	Microsoft Word[removed]Order.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-29 16:38:36 Financial regulation New Deal Securities Act Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities regulation in the United States United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
666	UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Rel. No[removed]September 26, 2012 Admin. Proc. File No[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-27 10:15:32 Financial regulation SEC Rule 10b-5 Securities Act U.S. Securities and Exchange Commission Securities Exchange Act United States Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
667	OPTIONSXPRESS, INC., et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-16 18:31:15 Chicago Board Options Exchange Buy-write Brady material Brady v. Maryland Economy of the United States Brady Exculpatory evidence OptionsXpress SEC Rule 10b-5 Financial economics Options Investment
668	Microsoft Word[removed]_3_.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-07 13:04:26 Funds Institutional investors Collective investment schemes Fair Fund Mutual fund Late trading SEC Rule 10b-5 Mutual fund scandal Financial economics Investment Financial services
669	Administrative Proceeding: Steven Byers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-10 15:29:23 Securities Exchange Act SEC Rule 10b-5 Financial system Securities fraud Financial economics United States securities law U.S. Securities and Exchange Commission Financial regulation
670	Ox Trading, LLC, optionsXpress, Inc., and Thomas E. Stern Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-07 16:36:14 Economy of the United States Financial regulation Dot-com OptionsXpress Financial services U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Exchange Act MERS United States securities law 73rd United States Congress United States Securities and Exchange Commission

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